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Abstract

In a recent breakthrough, the Ministry of Finance in India introduced the FEMA (NDI) Rules, 2024 and the LEAP Rules, 2024, following the policy initiative of the Ministry of Corporate Affairs vide the Companies Act, 2013 (Amendment of 2020), allowing certain classes of Indian public companies to get directly listed on overseas stock exchanges, without the need for getting listed on the Indian stock exchange. This monumental move aims to facilitate easier access to global capital, benefitting India-based companies, having ambitions to expand their presence in international markets. This paper attempts to explore the current mechanisms in India, such as masala bonds, Global Depositary Receipts, American Depositary Receipts and Foreign Institutional Investment and the regulatory gaps and risks associated with their issuance, thereby justifying the need for the current direct listing scheme. However, the authors argue that despite recent amendments, Indian companies may face significant regulatory and jurisdictional hurdles while getting listed on foreign exchanges. These are underscored by the differing and inconsistent compliance requirements across jurisdictions and ambiguous tax implications. While direct listing may offer numerous benefits, like wide access to foreign capital and improved valuation, these may be undermined by the above regulatory uncertainties. Addressing these issues is crucial for the Indian firms to fully leverage the opportunities presented by global capital markets, ensuring sustainable growth and competitiveness.

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